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investment advisers – DIGIT INFO https://www.digit.info Bookmarking Crypto Insights Wed, 08 Feb 2023 06:17:27 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.digit.info/wp-content/uploads/2024/07/cropped-61589-32x32.png investment advisers – DIGIT INFO https://www.digit.info 32 32 SEC to up scrutiny of firms offering or giving advice about crypto https://www.digit.info/sec-to-up-scrutiny-of-firms-offering-or-giving-advice-about-crypto/ Wed, 08 Feb 2023 06:17:27 +0000 https://www.digit.info/2023/02/08/sec-to-up-scrutiny-of-firms-offering-or-giving-advice-about-crypto/

Registered crypto brokers and advisors may need to be on edge when giving advice this year, after a recent warning from the SEC.

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The SEC Votes to Modernize Regulatory Framework for Derivatives Use https://www.digit.info/the-sec-votes-to-modernize-regulatory-framework-for-derivatives-use/ Fri, 30 Oct 2020 14:00:28 +0000 https://www.digit.info/2020/10/30/the-sec-votes-to-modernize-regulatory-framework-for-derivatives-use/ Read more]]>

The US Securities and Exchange Commission (SEC) will enhance the regulatory framework for derivatives use by registered investment companies after passing a vote to either change or amend existing rules. As part of the new framework–which covers mutual funds, exchange-traded funds (ETFs), and closed-end funds–operators must undertake to implement a written derivatives risk management program. […]

The post The SEC Votes to Modernize Regulatory Framework for Derivatives Use appeared first on Bitcoin News.

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