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broker-dealers – DIGIT INFO https://www.digit.info Bookmarking Crypto Insights Fri, 01 Apr 2022 00:00:43 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.digit.info/wp-content/uploads/2024/07/cropped-61589-32x32.png broker-dealers – DIGIT INFO https://www.digit.info 32 32 SEC Names Crypto an Exam Priority This Year https://www.digit.info/sec-names-crypto-an-exam-priority-this-year/ Fri, 01 Apr 2022 00:00:43 +0000 https://www.digit.info/2022/04/01/sec-names-crypto-an-exam-priority-this-year/ Read more]]> SEC Names Crypto an Examination Priority This YearThe Securities and Exchange Commission (SEC) has listed crypto assets as an examination priority for market participants this year. “In this time of heightened market volatility, our priorities are tailored to focus on emerging issues, such as crypto assets,” said an official with the SEC Division of Examinations. Crypto Assets Among SEC Examination Priorities The […]

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Digital Securities Brokers May Not Be Subject to Enforcement for 5 Years, Says US Regulator https://www.digit.info/digital-securities-brokers-may-not-be-subject-to-enforcement-for-5-years-says-us-regulator/ Thu, 24 Dec 2020 13:15:36 +0000 https://www.digit.info/2020/12/24/digital-securities-brokers-may-not-be-subject-to-enforcement-for-5-years-says-us-regulator/ Read more]]>

Digital Securities Brokers May Not Be Subject to Enforcement for 5 Years, Says US RegulatorThe U.S. Securities and Exchange Commission (SEC) issued a statement and is looking for public comment toward the custody of digital asset securities that have been handled by special purpose broker-dealers. The statement from the SEC follows the recent crackdown against Ripple Labs and the subsequent delisting of XRP on various platforms. Ever since the […]

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