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broker-dealer – DIGIT INFO https://www.digit.info Bookmarking Crypto Insights Wed, 02 Oct 2024 03:46:21 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.digit.info/wp-content/uploads/2024/07/cropped-61589-32x32.png broker-dealer – DIGIT INFO https://www.digit.info 32 32 Binance Secures Regulatory License in Kazakhstan for Crypto Trading https://www.digit.info/binance-secures-regulatory-license-in-kazakhstan-for-crypto-trading/ Wed, 02 Oct 2024 03:46:21 +0000 https://www.digit.info/binance-secures-regulatory-license-in-kazakhstan-for-crypto-trading/ Read more]]> Binance Secures Regulatory License in Kazakhstan for Crypto TradingBinance Kazakhstan has secured a full Digital Asset Trading Facility (DATF) license from the Astana Financial Services Authority. This approval allows the crypto exchange to operate as a trading platform, broker-dealer, and digital asset custodian. Kazakhstan becomes the first Central Asian country where Binance has regulatory approval, positioning it as a key fintech hub. Binance […]

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US lawmakers demand SEC-FINRA records on Prometheum ETH custody https://www.digit.info/us-lawmakers-demand-sec-finra-records-on-prometheum-eth-custody/ Wed, 22 May 2024 21:07:33 +0000 https://www.digit.info/2024/05/22/us-lawmakers-demand-sec-finra-records-on-prometheum-eth-custody/

Prometheum’s willingness to play along with the SEC’s ambitions for crypto regulation has stirred disapproval in many quarters.

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Class Action Lawsuit Claims Coinbase Operates as Unregistered Broker https://www.digit.info/class-action-lawsuit-claims-coinbase-operates-as-unregistered-broker/ Sun, 05 May 2024 14:19:01 +0000 https://www.digit.info/2024/05/05/class-action-lawsuit-claims-coinbase-operates-as-unregistered-broker/ Read more]]> A new class action lawsuit was initiated against the San Francisco-based cryptocurrency exchange Coinbase on May 3. The legal action claims that Coinbase deliberately sold securities that are unregistered with regulatory authorities. Additionally, the lawsuit charges Coinbase with operating as an unregistered securities broker. Lawsuit Alleges Coinbase Illegally Sold Securities Without Registration According to legal […]

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Bittrex Receives Wells Notice From SEC for Alleged Investor-Protection Law Violations https://www.digit.info/bittrex-receives-wells-notice-from-sec-for-alleged-investor-protection-law-violations/ Mon, 17 Apr 2023 14:00:33 +0000 https://www.digit.info/2023/04/17/bittrex-receives-wells-notice-from-sec-for-alleged-investor-protection-law-violations/ Read more]]> Bittrex Receives Wells Notice From SEC for Alleged Investor-Protection Law ViolationsAccording to a recent report, the cryptocurrency exchange Bittrex received a Wells notice from the U.S. Securities and Exchange Commission (SEC) in March, signaling a potential lawsuit. The SEC’s enforcement division sent the Wells notice prior to Bittrex deciding to wind down its operations in the United States. ‘Lack of Regulatory Clarity’ in the U.S. […]

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New York Attorney General Files Lawsuit Against Kucoin and Declares Ethereum a Security https://www.digit.info/new-york-attorney-general-files-lawsuit-against-kucoin-and-declares-ethereum-a-security/ Thu, 09 Mar 2023 21:50:51 +0000 https://www.digit.info/2023/03/09/new-york-attorney-general-files-lawsuit-against-kucoin-and-declares-ethereum-a-security/ Read more]]> New York Attorney General Files Lawsuit Against Kucoin and Declares Ethereum a SecurityOn March 9, 2023, New York attorney general Letitia James announced that her office had once again cracked down on crypto platforms by filing a lawsuit against the Seychelles-based crypto exchange Kucoin. Members of the Office of the Attorney General (OAG) were able to purchase crypto assets, despite the exchange not being registered in the […]

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Crypto Lender Celsius to Be Acquired by Novawulf, Exiting Chapter 11  https://www.digit.info/crypto-lender-celsius-to-be-acquired-by-novawulf-exiting-chapter-11/ Thu, 16 Feb 2023 14:30:52 +0000 https://www.digit.info/2023/02/16/crypto-lender-celsius-to-be-acquired-by-novawulf-exiting-chapter-11/ Read more]]> Crypto lender Celsius’ committee of unsecured creditors has chosen the digital asset investment firm Novawulf Digital Management to sponsor the company’s reorganization plan, according to a statement published on Wednesday. The proposed agreement would enable Celsius to exit the Chapter 11 bankruptcy process, and the new owners could begin distributing funds as early as June, […]

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SEC proposes tougher rules as part of its crypto custody crackdown https://www.digit.info/sec-proposes-tougher-rules-as-part-of-its-crypto-custody-crackdown/ Thu, 16 Feb 2023 04:19:56 +0000 https://www.digit.info/2023/02/16/sec-proposes-tougher-rules-as-part-of-its-crypto-custody-crackdown/

The new proposals set forth by the Gensler-led Securities and Exchange Commission seek to “expand the scope” of rules set out by the 2009 Custody Rules.

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SEC to up scrutiny of firms offering or giving advice about crypto https://www.digit.info/sec-to-up-scrutiny-of-firms-offering-or-giving-advice-about-crypto/ Wed, 08 Feb 2023 06:17:27 +0000 https://www.digit.info/2023/02/08/sec-to-up-scrutiny-of-firms-offering-or-giving-advice-about-crypto/

Registered crypto brokers and advisors may need to be on edge when giving advice this year, after a recent warning from the SEC.

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Binance wins dismissal of class action over 2018 tokens that tanked https://www.digit.info/binance-wins-dismissal-of-class-action-over-2018-tokens-that-tanked/ Fri, 01 Apr 2022 06:05:43 +0000 https://www.digit.info/2022/04/01/binance-wins-dismissal-of-class-action-over-2018-tokens-that-tanked/

The judge ruled domestic law doesn’t apply to Binance as it is not an exchange domestic to the U.S. and that the case was filed “too late”.

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Thailand Issues 4 Cryptocurrency Licenses, Rejects 2 Exchanges https://www.digit.info/thailand-issues-4-cryptocurrency-licenses-rejects-2-exchanges/ Wed, 09 Jan 2019 12:20:26 +0000 https://www.digit.info/2019/01/09/thailand-issues-4-cryptocurrency-licenses-rejects-2-exchanges/ Read more]]>

Thailand Issues 4 Cryptocurrency Licenses, Rejects 2 ExchangesThailand has officially granted licenses to three cryptocurrency exchanges and one broker-dealer. Two exchanges have been rejected and one is still being reviewed. These seven companies have been temporarily allowed to operate in the country. Two of them will now begin closing down their businesses. Also read: Indian Supreme Court Moves Crypto Hearing, Community Calls for […]

The post Thailand Issues 4 Cryptocurrency Licenses, Rejects 2 Exchanges appeared first on Bitcoin News.

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